Constitution Daily

Smart conversation from the National Constitution Center

What is the relationship between the Declaration of Independence and the Constitution?

December 14, 2014 by Jeffrey Rosen and David Rubenstein

 

As Constitution Daily counts down to the debut on December 15 at the National Constitution Center of an original copy of the Bill of Rights, we are looking at some fascinating facts about the iconic document. In this excerpt from their pamphlet about the “Constituting Liberty” exhibition, Jeffery Rosen and David Rubenstein look at why James Madison and others gathered in Philadelphia in 1787 with the goal of creating a stronger, but still limited, federal government.

 

James_Madison_cropped1In the years between 1776 and 1787, most of the 13 states drafted constitutions that contained a declaration of rights within the body of the document or as a separate provision at the beginning, many of them listing the same natural rights that Jefferson had embraced in the Declaration. When it came time to form a central government in 1776, the Continental Congress began to create a weak union governed by the Articles of Confederation. (The Articles of Confederation were sent to the states for ratification in 1777; they were formally adopted in 1781.) The goal was to avoid a powerful federal government with the ability to invade rights and to threaten private property, as the King’s agents had done with the hated general warrants and writs of assistance. But the Articles of Confederation proved too weak for bringing together a fledgling nation that needed both to wage war and to manage the economy. Supporters of a stronger central government, like James Madison, lamented the inability of the government under the Articles to curb the excesses of economic populism that were afflicting the states, such as Shays’ Rebellion in Massachusetts, where farmers shut down the courts demanding debt relief. As a result, Madison and others gathered in Philadelphia in 1787 with the goal of creating a stronger, but still limited, federal government.

 

The Constitutional Convention was held in Philadelphia in the Pennsylvania State House, in the room where the Declaration of Independence was adopted. Jefferson, who was in France at the time, wasn’t among them. After four months of debate, the delegates produced a constitution.

 

During the final days of debate, delegates George Mason and Elbridge Gerry objected that the Constitution, too, should include a bill of rights to protect the fundamental liberties of the people against the newly empowered president and Congress. Their motion was swiftly—and unanimously—defeated; a debate over what rights to include could go on for weeks, and the delegates were tired and wanted to go home. The Constitution was approved by the Constitutional Convention and sent to the states for ratification without a bill of rights.

 

During the ratification process, which took around 10 months (the Constitution took effect when New Hampshire became the ninth state to ratify in late June 1788; the 13th state, Rhode Island would not join the union until May 1790), many state ratifying conventions proposed amendments specifying the rights that Jefferson had recognized in the Declaration and that they protected in their own state constitutions. James Madison and other supporters of the Constitution initially resisted the need for a bill of rights as either unnecessary (because the federal government was granted no power to abridge individual liberty) or dangerous (since it implied that the federal government had the power to infringe liberty in the first place). In the face of a groundswell of popular demand for bills of rights, Madison changed his mind and introduced a bill of rights in Congress on June 8, 1789.

 

Madison was least concerned by “abuse in the executive department,” which he predicted would be the weakest branch of government. He was more worried about abuse by Congress, because he viewed the legislative branch as “the most powerful, and most likely to be abused, because it is under the least control.” (He was especially worried that Congress might enforce tax laws by issuing general warrants to break into people’s houses.) But in his view “the great danger lies rather in the abuse of the community than in the legislative body” — in other words, local majorities who would take over state governments and threaten the fundamental rights of minorities, including creditors and property holders. For this reason, the proposed amendment that Madison considered “the most valuable amendment in the whole list” would have prohibited the state governments from abridging freedom of conscience, speech, and the press, as well as trial by jury in criminal cases. Madison’s favorite amendment was eliminated by the Senate and not resurrected until after the Civil War, when the 14th Amendment required state governments to respect basic civil and economic liberties.

 

In the end, by pulling from the amendments proposed by state ratifying conventions and Mason’s Virginia Declaration of Rights, Madison proposed 19 amendments to the Constitution. Congress approved 12 amendments to be sent to the states for ratification. Only 10 of the amendments were ultimately ratified in 1791 and became the Bill of Rights. The first of the two amendments that failed was intended to guarantee small congressional districts to ensure that representatives remained close to the people. The other would have prohibited senators and representatives from giving themselves a pay raise unless it went into effect at the start of the next Congress. (This latter amendment was finally ratified in 1992 and became the 27th Amendment.)

 

To address the concern that the federal government might claim that rights not listed in the Bill of Rights were not protected, Madison included what became the Ninth Amendment, which says the “enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.” To ensure that Congress would be viewed as a government of limited rather than unlimited powers, he included the 10th Amendment, which says the “powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.” Because of the first Congress’s focus on protecting people from the kinds of threats to liberty they had experienced at the hands of King George, the rights listed in the first eight amendments of the Bill of Rights apply only to the federal government, not to the states or to private companies. (One of the amendments submitted by the North Carolina ratifying convention but not included by Madison in his proposal to Congress would have prohibited Congress from establishing monopolies or companies with “exclusive advantages of commerce.”)

 

But the protections in the Bill of Rights — forbidding Congress from abridging free speech, for example, or conducting unreasonable searches and seizures — were largely ignored by the courts for the first 100 years after the Bill of Rights was ratified in 1791. Like the preamble to the Declaration, the Bill of Rights was largely a promissory note. It wasn’t until the 20th century, when the Supreme Court began vigorously to apply the Bill of Rights against the states, that the document became the centerpiece of contemporary struggles over liberty and equality. The Bill of Rights became a document that defends not only majorities of the people against an overreaching federal government but also minorities against overreaching state governments. Today, there are debates over whether the federal government has become too powerful in threatening fundamental liberties. There are also debates about how to protect the least powerful in society against the tyranny of local majorities.

 

Recent Stories on the Bill Of Rights

 

Bill of Rights arrives in Philadelphia on December 15

 

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Five items Congress deleted from Madison’s original Bill of Rights

 

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